Extracting roadway vertical alignment from USGS LiDAR point cloud data using an Artificial Neural Network based method

Authors

DOI:

https://doi.org/10.55329/piou4930

Keywords:

Artificial Neural Networks, Highway Safety Manual, LiDAR data, machine learning, road safety, roadway vertical alignment, Northern America

Abstract

Vertical grades and vertical curvature significantly influence traffic safety. However, obtaining accurate and large-scale data on roadway vertical alignment remains a major challenge. This paper presents a cost-effective and efficient method for estimating roadway vertical alignment using publicly available aerial LiDAR data provided by the United States Geological Survey. An Artificial Neural Network (ANN) model was proposed to predict whether a LiDAR point belongs to a vertical curve or a tangent segment. Due to the limited availability of actual roadway vertical alignment data and the substantial data requirements of machine learning models, a synthetic training dataset was generated by systematically varying road grades and segment lengths to represent realistic combinations of tangents, crest and sag curves. This approach ensured that the model was exposed to a wide range of geometric configurations and allowed it to learn generalized relationships between vertical alignment features and their corresponding geometric parameters. The model was then independently evaluated by comparing the vertical alignment estimated from the extracted aerial LiDAR data for two-lane two-way rural roadways, Route 152 in New Jersey and Route 299 in California, with their corresponding actual vertical alignment data. In addition, a case study was conducted on another rural two-lane highway in which the model was used to compute safe speeds for each roadway segment. The resulting speeds were then compared with the posted speed limits along the corridor. The satisfactory estimation results of this study indicate that the proposed approach can be used for conducting large-scale analyses to estimate vertical alignment using publicly available LiDAR data.

Downloads

Download data is not yet available.

Author Biographies

Mojibulrahman Jami, Özyeğin University, Türkiye

Mojibulrahman Jami is a Civil Engineering Ph.D. candidate at Özyeğin University in Istanbul, Turkey, specializing in Transportation Engineering. He earned a B.S. in Civil Engineering from Herat University and holds two M.S. degrees: Urban Management from the University of Florence, Florence, Italy, and Highway and Transportation Engineering from Islamic Azad University, Tehran, Iran. A professional design engineer, he has practical experience delivering infrastructure projects. His research centers on transportation safety with an emphasis on roadway alignment extraction using diverse data sources.

CRediT contribution: Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Writing—original draft, Writing—review & editing.

Bekir Bartin, Özyeğin University, Türkiye

Bekir Bartin is a full time Associate Professor in Civil Engineering Department at Özyeğin University in Istanbul, Turkey. Prior to his current position he was the founding chair at Civil Engineering Department at Altınbaş University (formerly Istanbul Kemerburgaz University). Dr. Bartin worked as a full-time research associate at Rutgers University from 2006 to 2012, where he conducted research projects, supervised a team of graduate students, and taught graduate and undergraduate courses. His research expertise lies in development of simulation models of large-scale complex transportation systems, application of reinforcement learning methods in traffic simulation, economic evaluation of transportation investment projects, traffic safety and security. He has served as the principal and co-principal investigator of more than 20 research projects. Dr. Bartin has published 38 peer-reviewed journal articles, 2 book chapters and more than 50 conference proceedings. He is an affiliate of the C2SMART center, a first tier University Transportation Center at New York University (NYU), funded by the U.S Department of Transportation.

CRediT contribution: Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Writing—original draft, Writing—review & editing.

Kaan Ozbay, New York University

Kaan Ozbay is a full-time professor at the Department of Civil and Urban Engineering at New York University. Since 2017, Professor Ozbay has been the Founding Director of the C2SMARTER Center. He is also Global Network Professor of Civil and Urban Engineering, NYU Abu Dhabi (NYUAD) and Global Network Professor of Engineering and Computer Science, NYU Shanghai (NYUSH). Dr. Ozbay is the recipient of the prestigious National Science Foundation (NSF) CAREER award. Dr. Ozbay is the co-editor of a new book titled “Dynamic Traffic Control & Guidance” published by Springer Verlag’s "Complex Social, Economic and Engineered Networks" series in 2013. In addition to this book, Dr. Ozbay is the co-author of three other books titled “Feedback Based Ramp Metering for Intelligent Transportation Systems” published by Kluwer Academics in 2004, "Feedback Control Theory for Dynamic Traffic Assignment", Springer-Verlag and “Incident Management for Intelligent Transportation Systems” published by Artech House publishers both in 1999. Dr. Ozbay published approximately 425 refereed papers in scholarly journals and conference proceedings. Professor Ozbay serves as the “Associate Editor” of Networks and Spatial Economic journal and Transportmetrica B: Transportation Dynamics journal. He is a member of the editorial board of the ITS journal.

CRediT contribution: Conceptualization, Formal analysis, Investigation, Methodology, Writing—original draft, Writing—review & editing.

References

AASHTO (2011). A Policy on Geometric Design of Highways and Streets, 6th edition, Washington, D.C.

Anil, P. N., & Natarajan, S. (2010). Automatic Road Extraction from High Resolution Imagery Based On Statistical Region Merging and Skeletoniz. International Journal of Engineering Science and Technology, 2(3).

Baass, K., & Vouland, J. (2005). DÉTERMINATION DE L’ALIGNEMENT ROUTIER À PARTIR DE TRACES GPS.

Bartin, B., Demiroluk, S., Ozbay, K., & Jami, M. (2022). Automatic Identification of Roadway Horizontal Alignment Information Using Geographic Information System Data: CurvS Tool. Transportation Research Record, 2676(1), 532-543. DOI: https://doi.org/10.1177/03611981211036364

Bartin, B., Jami, M., & Ozbay, K. (2021). Estimating Roadway Horizontal Alignment using Artificial Neural Network. IEEE Conference on Intelligent Transportation Systems, Proceedings, ITSC, 2021-September 2245-2250. DOI: https://doi.org/10.1109/ITSC48978.2021.9565062

Bartin, B., Jami, M., & Ozbay, K. (2023). Estimating Roadway Horizontal Alignment from Geographic Information Systems Data: An Artificial Neural Network–Based Approach. Journal of Surveying Engineering, 149(4). DOI: https://doi.org/10.1061/JSUED2.SUENG-1439

Bartin, B., Ozbay, K., & Xu, C. (2019). Extracting Horizontal Curvature Data from GIS Maps: Clustering Method. Transportation Research Record, 2673(11), 264-275. DOI: https://doi.org/10.1177/0361198119850789

Bauer, K. M., & Harwood, D. W. (2013). Safety effects of horizontal curve and grade combinations on rural two-lane highways. Transportation Research Record, 2398(1), 37-49. DOI: https://doi.org/10.3141/2398-05

Caltrans (2026). California Department of Transportation Website.

Di Mascio, P., Di Vito, M., Loprencipe, G., & Ragnoli, A. (2012). Procedure to Determine the Geometry of Road Alignment Using GPS Data. Procedia - Social and Behavioral Sciences, 53 1202-1215. DOI: https://doi.org/10.1016/j.sbspro.2012.09.969

Donnell, E. T., Kersavage, K., & Tierney, L. F. (2018). Self-Enforcing Roadways: A Guidance Report, United States: Federal Highway Administration.

Easa, S. M., Dong, H., & Li, J. (2007). Use of Satellite Imagery for Establishing Road Horizontal Alignments. Journal of Surveying Engineering, 133(1), 29-35. DOI: https://doi.org/10.1061/(ASCE)0733-9453(2007)133:1(29)

Easa, S. M., & Wang, F. (2010). Estimating continuous highway vertical alignment using the least-squares method. Canadian Journal of Civil Engineering, 37(10), 1362-1370. DOI: https://doi.org/10.1139/L10-088

Elvik, R., & Haugvik, E. S. (2023). Safety of horizontal curves on rural two-lane roads in Norway. Traffic Safety Research, 4. DOI: https://doi.org/10.55329/hkbk3638

FHWA (2019). Horizontal Curve Safety.

Findley, D. J., Hummer, J. E., Rasdorf, W., & Laton, B. T. (2012). Collecting Horizontal Curve Data: Mobile Asset Vehicles and Other Techniques. Journal of Infrastructure Systems, 19(1), 74-84. DOI: https://doi.org/10.1061/(ASCE)IS.1943-555X.0000107

Gargoum, S. A., & El Basyouny, K. (2019). A literature synthesis of LiDAR applications in transportation: Feature extraction and geometric assessments of highways. GIScience & Remote Sensing, 56(6), 864-893. DOI: https://doi.org/10.1080/15481603.2019.1581475

Gargoum, S. A., El-Basyouny, K., Shalkamy, A., & Gouda, M. (2018). Feasibility of extracting highway vertical profiles from LiDAR data. Canadian Journal of Civil Engineering, 45(5), 418-421. DOI: https://doi.org/10.1139/cjce-2017-0620

Gesch, D. B., Oimoen, M. J., & Evans, G. A. (2014). Accuracy assessment of the U.S. Geological Survey National Elevation Dataset, and comparison with other large-area elevation datasets: SRTM and ASTER (Open-File Report). DOI: https://doi.org/10.3133/ofr20141008

Glennon, J. C. (1987). Effect of Alignment on Highway Safety. State of the Art Report.

Hamdar, S. H., Qin, L., & Talebpour, A. (2016). Weather and road geometry impact on longitudinal driving behavior: Exploratory analysis using an empirically supported acceleration modeling framework. Transportation Research Part C: Emerging Technologies, 67 193-213. DOI: https://doi.org/10.1016/j.trc.2016.01.017

Higuera de Frutos, S., & Castro, M. (2017). A Method to Identify and Classify the Vertical Alignment of Existing Roads. Computer-Aided Civil and Infrastructure Engineering, 32(11), 952-963. DOI: https://doi.org/10.1111/mice.12302

Holgado-Barco, A., Gonzalez-Aguilera, D., Arias-Sanchez, P., & Martinez-Sanchez, J. (2014). An automated approach to vertical road characterisation using mobile LiDAR systems: Longitudinal profiles and cross-sections. ISPRS Journal of Photogrammetry and Remote Sensing, 96, 28-37. DOI: https://doi.org/10.1016/j.isprsjprs.2014.06.017

Imran, M., Hassan, Y., & Patterson, D. (2006). GPS-GIS-based procedure for tracking vehicle path on horizontal alignments. Computer-Aided Civil and Infrastructure Engineering, 21(5). DOI: https://doi.org/10.1111/j.1467-8667.2006.00444.x

Kar, P., Venthuruthiyil, S. P., & Chunchu, M. (2024). Crash risk estimation of Heavy Commercial vehicles on horizontal curves in mountainous terrain using proactive safety method. Accident Analysis & Prevention, 199, 107521. DOI: https://doi.org/10.1016/j.aap.2024.107521

Liu, H., Li, H., Rodgers, M. O., & Guensler, R. (2018). Development of road grade data using the United States geological survey digital elevation model. Transportation Research Part C: Emerging Technologies, 92, 243-257. DOI: https://doi.org/10.1016/j.trc.2018.05.004

Luo, W., Li, L., & Wang, K. C. P. (2018). Automatic Horizontal Curve Identification and Measurement Using Mobile Mapping System. Journal of Surveying Engineering, 144(4). DOI: https://doi.org/10.1061/(ASCE)SU.1943-5428.0000257

Mannering, F. L., & Washburn, S. S. (2020). Principles of highway engineering and traffic analysis, John Wiley & Sons.

MySanAntonio (2025). Devastating timeline of deadly floods in San Antonio.

National Public Radio (2025). Heavy rains and flash flooding sweep across Northeast : NPR.

NJDOT (2025). New Jersey Department of Transportation Website.

Papadimitriou, E., Filtness, A., Theofilatos, A., Ziakopoulos, A., Quigley, C., & Yannis, G. (2019). Review and ranking of crash risk factors related to the road infrastructure. Accident Analysis & Prevention, 125, 85-97. DOI: https://doi.org/10.1016/j.aap.2019.01.002

Reutebuch, S. E., Andersen, H. E., & McGaughey, R. J. (2005). Light detection and ranging (LIDAR): An emerging tool for multiple resource inventory. Journal of Forestry, 103(6), 286-292. DOI: https://doi.org/10.1093/jof/103.6.286

Ryan, A., Hennessy, E., Ai, C., Kwon, W., Fitzpatrick, C., & Knodler, M. A. (2022). Driver performance at horizontal curves: bridging critical research gaps to increase safety. Traffic Safety Research, 3(Special issue). DOI: https://doi.org/10.55329/lmji8901

Shams, A., Sarasua, W. A., Russell, B. T., Davis, W. J., Post, C., Rastiveis, H., Famili, A., & Cassule, L. (2023). Extracting Highway Cross Slopes From Airborne and Mobile LiDAR Point Clouds. Transportation Research Record, 2677(2), 372-384. DOI: https://doi.org/10.1177/03611981221106482

Tachikawa, T., Hato, M., Kaku, M., & Iwasaki, A. (2011). Characteristics of ASTER GDEM version 2. 2011 IEEE International Geoscience and Remote Sensing Symposium, 3657-3660. DOI: https://doi.org/10.1109/IGARSS.2011.6050017

USGS (2025). 11. U.S. Geographical Survey (USGS).

Wang, Y., Liu, Y., Pauwels, P., Li, Z., & Yu, B. (2025). Automated extraction of geometric information from LiDAR point clouds on curved ramps. Automation in Construction, 177, 106358. DOI: https://doi.org/10.1016/j.autcon.2025.106358

WTOP News (2025). New data map shows higher flood risks for roads and transit networks - WTOP News.

Xu, H., & Wei, D. (2016). Improved identification and calculation of horizontal curves with geographic information system road layers. Transportation Research Record, 2595, 50-58. DOI: https://doi.org/10.3141/2595-06

Yang, X., & Das, J. (2024). Efficient Extraction of Horizontal and Vertical Alignment Information for Roadways Using Public Data and Open Application Programming Interfaces. Transportation Research Record. DOI: https://doi.org/10.1177/03611981241254117

Yu, R., & Abdel-Aty, M. (2014). Analyzing crash injury severity for a mountainous freeway incorporating real-time traffic and weather data. Safety Science, 63, 50-56. DOI: https://doi.org/10.1016/j.ssci.2013.10.012

Yun, D., & Sung, J. (2005). Development of highway horizontal alignment analysis algorithm applicable to the road safety survey and analysis vehicle, RoSSAV. Proceedings of the Eastern Asia Society for Transportation Studies, Vol 5, 5.

Zhou, Y., Huang, R., Jiang, T., Dong, Z., & Yang, B. (2021). Highway alignments extraction and 3D modeling from airborne laser scanning point clouds. International Journal of Applied Earth Observation and Geoinformation, 102, 102429. DOI: https://doi.org/10.1016/j.jag.2021.102429

Published

2026-04-03

How to Cite

Jami, M., Bartin, B., & Ozbay, K. (2026). Extracting roadway vertical alignment from USGS LiDAR point cloud data using an Artificial Neural Network based method. Traffic Safety Research, 10, e000134. https://doi.org/10.55329/piou4930

Issue

Section

Research article

Funding data